Date authorised
1 March 2021
Companies House
11753236
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pacific House
    126 Dyke Road
    Brighton
    BN1 3TE
    UNITED KINGDOM
    Phone
    +4401273031777
  • Complaints Contact

    Pacific House
    126 Dyke Road
    Brighton
    BN1 3TE
    UNITED KINGDOM
    Phone
    +441273031777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ewen Emmerson

    IRN EXE01061

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
    • SMF3 Executive Director (1 Mar 2021 to 19 Dec 2024)
    • SMF16 Compliance Oversight (1 Mar 2021 to 6 Jan 2026)
  • Francis Keith Jarman

    IRN FKJ00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 6 Jan 2026)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • Responsible for Insurance Distribution (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 Mar 2021)
  • Katherine Anne Miller

    IRN KXM00020

    • SMF3 Executive Director (1 Mar 2021 to 19 Dec 2024)
  • Mark Eldridge

    IRN MXE00394

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
  • Philip Craig Warford

    IRN PXW00004

    • SMF3 Executive Director (since 1 Mar 2021)
  • Victoria Mary Bulgin

    IRN VMB01023

    • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 29 Sep 2023)
    • [FCA CF] Client dealing (1 Mar 2023 to 29 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.