Francis Keith Jarman

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Renaissance Financial Ltd

    FRN 933488

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 6 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • Responsible for Insurance Distribution (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 Mar 2021)
  • Quartet Capital Partners LLP

    FRN 502242

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 May 2025)
    • [FCA CF] Client dealing (since 19 May 2025)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 29 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2026)
    • CF30 Customer (23 Apr 2015 to 8 Dec 2019)
  • Acumensa Limited (no longer approved here)

    FRN 487416

    • CF30 Customer (4 May 2017 to 11 Mar 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (6 Sep 2005 to 16 Sep 2005)
    • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 6 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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