Ewen Emmerson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quartet Capital Partners LLP

    FRN 502242

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 19 May 2025)
    • [FCA CF] Functions requiring qualifications (since 19 May 2025)
  • Renaissance Financial Ltd

    FRN 933488

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
    • SMF3 Executive Director (1 Mar 2021 to 19 Dec 2024)
    • SMF16 Compliance Oversight (1 Mar 2021 to 6 Jan 2026)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2026)
    • CF30 Customer (23 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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