Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Jun 2025)
    • CF1 Director (AR) (since 30 Apr 2025)
    • CF30 Customer (since 30 Apr 2025)
    • (1)Employed By (since 30 Apr 2025)
  • Renaissance Financial Ltd (no longer approved here)

    FRN 933488

    • [FCA CF] Client dealing (1 Mar 2023 to 29 Sep 2023)
    • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 29 Sep 2023)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (1 Mar 2021 to 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 4 Sep 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • CF30 Customer (31 Oct 2018 to 7 Jun 2019)
  • Financial Relationships LLP (no longer approved here)

    FRN 483315

    • CF30 Customer (13 Jul 2012 to 24 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apricity Wealth Management Uk Ltd

  2. controlled function added: (1)Employed By at Apricity Wealth Management Uk Ltd