Regis Mutual Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Peter Kubik, Brian JohnsonUHY Hacker Young LLPQuadrant House4 Thomas More SquareLondonE1W 1YWUNITED KINGDOM
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Pickup
IRN SXP19909
- CF2 Non Executive Director (AR) (9 Sep 2019 to 27 May 2022)
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Sebastian John Lechmere Roberts
IRN SJL01306
- CF1 Director (AR) (30 Oct 2014 to 22 May 2019)
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Shaun Andrew Fyson
IRN SXF00181
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
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Sophia Elizabeth Eve Reed
IRN SXR00289
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
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Stephen James Taylor
IRN SJT01206
- CF1 Director (AR) (29 Oct 2008 to 7 Jul 2015)
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Stephen Maile
IRN SXM00827
- CF2 Non Executive Director (AR) (29 Oct 2021 to 27 Sep 2022)
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Steven Archibald Wood
IRN SAW01134
- CF2 Non Executive Director (10 Aug 2009 to 9 Jul 2013)
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Susan Nugent
IRN SXN01617
- CF1 Director (AR) (29 Jul 2015 to 27 Sep 2022)
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Timothy John Gregson
IRN TJG01107
- CF2 Non Executive Director (AR) (28 Jan 2016 to 27 Sep 2022)
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Trevor David Ferguson
IRN TXF11027
- CF2 Non Executive Director (AR) (30 Jan 2019 to 20 Aug 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Independent Schools' Mutual Limited
FRN 840628 · Appointed 23 Apr 2019
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Local Government Mutual Limited
FRN 820223 · Appointed 5 Sep 2018
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The Livery Companies Mutual Limited
FRN 733044 · Appointed 21 Jan 2016
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Fire & Rescue Indemnity Company Limited
FRN 710913 · Appointed 21 Jul 2015
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The Institute for Outdoor Learning
FRN 623665 · Appointed 16 May 2014
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Activities Industry Mutual Ltd
FRN 451585 · Appointed 3 Jun 2008
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LGM Management Services Limited (no longer appointed)
FRN 810463 · Appointed 1 Jun 2018 · Until 6 Dec 2024
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Jeff Moore Associates Limited (no longer appointed)
FRN 666933 · Appointed 20 Jan 2015 · Until 18 Apr 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.