Regis Mutual Management Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Raoul Rollo
IRN WRR01023
- CF2 Non Executive Director (19 Jan 2016 to 25 Sep 2018)
- CF1 Director (AR) (9 Oct 2014 to 22 May 2019)

Smaller firms operating under this firm's FCA authorisation.

Independent Schools' Mutual Limited
FRN 840628 · Appointed 23 Apr 2019
Local Government Mutual Limited
FRN 820223 · Appointed 5 Sep 2018
The Livery Companies Mutual Limited
FRN 733044 · Appointed 21 Jan 2016
Fire & Rescue Indemnity Company Limited
FRN 710913 · Appointed 21 Jul 2015
The Institute for Outdoor Learning
FRN 623665 · Appointed 16 May 2014
Activities Industry Mutual Ltd
FRN 451585 · Appointed 3 Jun 2008
LGM Management Services Limited (no longer appointed)
FRN 810463 · Appointed 1 Jun 2018 · Until 6 Dec 2024
Regis Broking Limited (no longer appointed)
FRN 783122 · Appointed 1 Jul 2017 · Until 19 Dec 2022
Jeff Moore Associates Limited (no longer appointed)
FRN 666933 · Appointed 20 Jan 2015 · Until 18 Apr 2016
Your Centre Limited (no longer appointed)
FRN 653402 · Appointed 10 Nov 2014 · Until 19 Nov 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.