Stephen James Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Regis Mutual Management Ltd (no longer approved here)
FRN 479202
- CF1 Director (AR) (29 Oct 2008 to 7 Jul 2015)
Activities Industry Mutual Ltd (no longer approved here)
FRN 451585
- (2)Employed By (16 Apr 2008 to 2 Jun 2008)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function removed: Employed By at Activities Industry Mutual Ltd
8 hours ago
controlled function added: (2)Employed By at Activities Industry Mutual Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.