Regis Mutual Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Peter Kubik, Brian JohnsonUHY Hacker Young LLPQuadrant House4 Thomas More SquareLondonE1W 1YWUNITED KINGDOM
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Quentin Charles Triscott Humberstone
IRN QCH00002
- CF1 Director (AR) (7 Jul 2014 to 27 Sep 2022)
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Ralph Graham Arundell
IRN RXA19560
- CF2 Non Executive Director (AR) (1 Sep 2019 to 27 Sep 2022)
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Rebecca Leigh
IRN RXL00193
- CF2 Non Executive Director (AR) (10 Jun 2021 to 27 Sep 2022)
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Richard Alan Feltham
IRN RAF01116
- CF1 Director (AR) (12 Oct 2015 to 31 Mar 2018)
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Rikul Mahendra Patel
IRN RXP00212
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
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Robert Terence Edwards
IRN RTE01006
- CF2 Non Executive Director (AR) (19 Feb 2019 to 27 Sep 2022)
- CF1 Director (AR) (29 Oct 2008 to 19 Feb 2019)
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Robin Edward Furber
IRN REF01045
- CF1 Director (AR) (25 Jul 2014 to 27 Sep 2022)
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Rodney Nicholas Cook
IRN RXC17977
- CF2 Non Executive Director (AR) (5 Aug 2019 to 16 Jan 2022)
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Roger James Houston
IRN RJH01453
- CF2 Non Executive Director (AR) (26 Oct 2018 to 22 Jun 2020)
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Roger Shaun Tarbuck
IRN RST01062
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2022)
- CF2 Non Executive Director (12 May 2008 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Independent Schools' Mutual Limited
FRN 840628 · Appointed 23 Apr 2019
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Local Government Mutual Limited
FRN 820223 · Appointed 5 Sep 2018
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The Livery Companies Mutual Limited
FRN 733044 · Appointed 21 Jan 2016
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Fire & Rescue Indemnity Company Limited
FRN 710913 · Appointed 21 Jul 2015
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The Institute for Outdoor Learning
FRN 623665 · Appointed 16 May 2014
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Activities Industry Mutual Ltd
FRN 451585 · Appointed 3 Jun 2008
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LGM Management Services Limited (no longer appointed)
FRN 810463 · Appointed 1 Jun 2018 · Until 6 Dec 2024
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Jeff Moore Associates Limited (no longer appointed)
FRN 666933 · Appointed 20 Jan 2015 · Until 18 Apr 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.