REDWOOD BANK LIMITED

Date authorised
6 April 2017
Companies House
09872265
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067
    Web
    https://www.redwoodbank.co.uk

  • Complaints Contact

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhai Rajguru

    IRN AXR01734

    • SMF9 Chair of the Governing Body (6 Apr 2017 to 27 Jun 2017)
  • Alan Cunningham Brown

    IRN ACB01139

    • SMF3 Executive Director (30 Apr 2019 to 29 Oct 2020)
    • SMF4 Chief Risk (6 Apr 2017 to 29 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2017 to 29 Oct 2020)
    • SMF16 Compliance Oversight (6 Apr 2017 to 29 Oct 2020)
  • Alex Hamilton

    IRN AXH00607

    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2020 to 31 Dec 2022)
    • [FCA CF] Material risk taker (1 Nov 2020 to 31 Dec 2022)
  • Alison Shaw

    IRN AXS01533

    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2022 to 30 Nov 2023)
    • [FCA CF] Material risk taker (14 Nov 2022 to 30 Nov 2023)
  • Barry Panju

    IRN BEP32955

    • [FCA CF] Material risk taker (6 Jun 2022 to 31 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (6 Jun 2022 to 31 Dec 2025)
  • Brian Mulholland

    IRN BXM01790

    • SMF2 Chief Finance (6 Apr 2017 to 7 Aug 2022)
  • Chris Platt

    IRN CXP43280

    • [PRA CF] Managing a material risk taker (5 Aug 2019 to 3 Sep 2021)
    • [FCA CF] Manager of certification employee (5 Aug 2019 to 3 Sep 2021)
    • [FCA CF] Material risk taker (2 May 2017 to 3 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (2 May 2017 to 3 Sep 2021)
  • Clive Ian Hetherington

    IRN CIH01018

    • SMF12 Chair of the Remuneration Committee (6 Apr 2017 to 2 Apr 2021)
    • SMF13 Chair of the Nominations Committee (6 Apr 2017 to 27 Sep 2019)
  • Darren Clarke

    IRN DXC02632

    • SMF24 Chief Operations (1 Jun 2018 to 9 Apr 2021)
  • David Buckley

    IRN DDB01015

    • SMF13 Chair of the Nominations Committee (27 Sep 2019 to 26 Nov 2021)
    • SMF9 Chair of the Governing Body (25 May 2017 to 26 Nov 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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