David Buckley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • SMF13 Chair of the Nominations Committee (since 25 Oct 2023)
    • SMF9 Chair of the Governing Body (since 28 Apr 2020)
  • Archax Ltd

    FRN 838656

    • SMF9 Chair of the Governing Body (since 28 Jan 2020)
  • REDWOOD BANK LIMITED (no longer approved here)

    FRN 755924

    • SMF13 Chair of the Nominations Committee (27 Sep 2019 to 26 Nov 2021)
    • SMF9 Chair of the Governing Body (25 May 2017 to 26 Nov 2021)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF28 Systems and controls (30 Jun 2011 to 8 Nov 2013)
    • CF29 Significant management (28 May 2010 to 8 Nov 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF28 Systems and controls (30 Jun 2011 to 8 Nov 2013)
    • CF29 Significant management (28 May 2010 to 8 Nov 2013)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF28 Systems and controls (30 Jun 2011 to 8 Nov 2013)
    • CF29 Significant management (28 May 2010 to 8 Nov 2013)
    • CF1 Director (20 May 2010 to 8 Nov 2013)
    • CF3 Chief Executive (20 May 2010 to 8 Nov 2013)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • CF28 Systems and controls (30 Jun 2011 to 8 Nov 2013)
    • CF29 Significant management (28 May 2010 to 8 Nov 2013)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF1 Director (7 Feb 2007 to 14 Oct 2009)
    • CF19 Significant Mgt (Financial Resources) (15 Sep 2004 to 24 Jul 2007)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF19 Significant Mgt (Financial Resources) (15 Sep 2004 to 24 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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