Archax Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
71-75 Shelton StreetCovent GardenLondonWC2H 9JQUNITED KINGDOM- Phone
- +4402030342780
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Complaints Contact
71-75 Shelton StreetCovent GardenLondonWC2H 9JQUNITED KINGDOM- Phone
- +4402030342780
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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Trading Platform
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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Holds Your Assets
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander Royle
IRN AXR01909
- SMF16 Compliance Oversight (20 Jan 2020 to 4 Jan 2022)
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Andrew David Flatt
IRN AXF14038
- SMF3 Executive Director (since 17 Apr 2019)
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Benjamin Simon Daniel Brown
IRN BXB00217
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2023)
- SMF16 Compliance Oversight (since 10 Aug 2022)
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Benn Scott
IRN BXS00438
- [FCA CF] Client dealing (27 Feb 2023 to 31 May 2024)
- [FCA CF] Significant management (27 Feb 2023 to 31 May 2024)
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Daniel Michael Warden
IRN DMW01136
- [FCA CF] Significant management (20 Mar 2023 to 6 Nov 2025)
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Darren Kenneally
IRN DXK00145
- [FCA CF] Material risk taker (24 Jun 2025 to 22 Oct 2025)
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David Buckley
IRN DDB01015
- SMF9 Chair of the Governing Body (since 28 Jan 2020)
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George Kapff
IRN GXK00291
- [FCA CF] Client dealing (since 26 Nov 2025)
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Graham Rodford
IRN GXR01238
- CF1 Director (AR) (since 2 Dec 2022)
- CF3 Chief Executive (AR) (since 2 Dec 2022)
- SMF3 Executive Director (since 8 Sep 2020)
- SMF1 Chief Executive (since 17 Apr 2019)
- CF30 Customer (2 Dec 2022 to 22 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 15 Nov 2022)
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Jack Clugston
IRN JXC00059
- [FCA CF] Client dealing (since 3 Feb 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Archax Capital Ltd
FRN 986657 · Appointed 7 Nov 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.