Date authorised
8 September 2020
Companies House
11302455
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +4402030342780
  • Complaints Contact

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +4402030342780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Royle

    IRN AXR01909

    • SMF16 Compliance Oversight (20 Jan 2020 to 4 Jan 2022)
  • Andrew David Flatt

    IRN AXF14038

    • SMF3 Executive Director (since 17 Apr 2019)
  • Benjamin Simon Daniel Brown

    IRN BXB00217

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2023)
    • SMF16 Compliance Oversight (since 10 Aug 2022)
  • Benn Scott

    IRN BXS00438

    • [FCA CF] Client dealing (27 Feb 2023 to 31 May 2024)
    • [FCA CF] Significant management (27 Feb 2023 to 31 May 2024)
  • Daniel Michael Warden

    IRN DMW01136

    • [FCA CF] Significant management (20 Mar 2023 to 6 Nov 2025)
  • Darren Kenneally

    IRN DXK00145

    • [FCA CF] Material risk taker (24 Jun 2025 to 22 Oct 2025)
  • David Buckley

    IRN DDB01015

    • SMF9 Chair of the Governing Body (since 28 Jan 2020)
  • George Kapff

    IRN GXK00291

    • [FCA CF] Client dealing (since 26 Nov 2025)
  • Graham Rodford

    IRN GXR01238

    • CF1 Director (AR) (since 2 Dec 2022)
    • CF3 Chief Executive (AR) (since 2 Dec 2022)
    • SMF3 Executive Director (since 8 Sep 2020)
    • SMF1 Chief Executive (since 17 Apr 2019)
    • CF30 Customer (2 Dec 2022 to 22 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 15 Nov 2022)
  • Jack Clugston

    IRN JXC00059

    • [FCA CF] Client dealing (since 3 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.