Graham Rodford

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Archax Ltd

    FRN 838656

    • CF1 Director (AR) (since 2 Dec 2022)
    • CF3 Chief Executive (AR) (since 2 Dec 2022)
    • SMF3 Executive Director (since 8 Sep 2020)
    • SMF1 Chief Executive (since 17 Apr 2019)
    • CF30 Customer (2 Dec 2022 to 22 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 15 Nov 2022)
  • Archax Capital Ltd

    FRN 986657

    • (1)Employed By (since 2 Dec 2022)
  • Brookland Partners LLP (no longer approved here)

    FRN 543475

    • CF11 Money Laundering Reporting (18 Aug 2014 to 20 Sep 2017)
    • CF10 Compliance Oversight (18 Aug 2014 to 20 Sep 2017)
  • Omni Partners LLP (no longer approved here)

    FRN 416689

    • CF4 Partner (28 Mar 2014 to 24 May 2019)
    • CF30 Customer (25 Apr 2013 to 24 May 2019)
    • CF28 Systems and controls (25 Apr 2013 to 22 Jun 2018)
    • CF11 Money Laundering Reporting (25 Apr 2013 to 16 Apr 2018)
    • CF10 Compliance Oversight (25 Apr 2013 to 21 Feb 2017)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF30 Customer (7 Jun 2011 to 2 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.