Brookland Partners LLP

Date authorised
1 April 2013
Companies House
OC345158
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Greenside House
    50 Station Road
    London
    Haringey
    N22 7DE
    UNITED KINGDOM
    Phone
    +442035409860
    Web
    https://www.brookland.com

  • Complaints Contact

    Greenside House
    50 Station Road
    Haringey
    London
    N22 7DE
    UNITED KINGDOM
    Phone
    +4402035409860

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Brookland Services Limited

    IRN XXB01102

    • CF4 Partner (1 Dec 2011 to 4 Dec 2019)
  • . DPdL Limited

    IRN XXD01090

    • CF4 Partner (20 Feb 2013 to 16 Oct 2013)
  • Ahkamel Islam

    IRN AXI01139

    • CF10 Compliance Oversight (3 Feb 2012 to 20 Oct 2012)
    • CF28 Systems and controls (3 Feb 2012 to 20 Oct 2012)
    • CF11 Money Laundering Reporting (3 Feb 2012 to 20 Oct 2012)
  • Akshay Mishra

    IRN AXM01700

    • CF30 Customer (16 Dec 2011 to 24 Oct 2014)
  • Christopher James Burnett Lees

    IRN CJL01166

    • CF30 Customer (1 Dec 2011 to 1 Nov 2013)
  • Dawn Prideaux de Lacy

    IRN DRP01124

    • CF28 Systems and controls (4 Feb 2013 to 11 Oct 2013)
    • CF4 Partner (4 Feb 2013 to 11 Oct 2013)
    • CF11 Money Laundering Reporting (4 Feb 2013 to 11 Oct 2013)
    • CF10 Compliance Oversight (4 Feb 2013 to 11 Oct 2013)
  • Dipayan Chakraborty

    IRN DXC02451

    • CF30 Customer (27 Aug 2015 to 29 Sep 2017)
  • Eswar Subramanian

    IRN EXS01347

    • CF30 Customer (4 Apr 2012 to 23 Nov 2012)
  • Gareck Dean Wilson

    IRN GDW01053

    • CF4 Partner (27 Nov 2013 to 30 Apr 2016)
    • CF30 Customer (30 May 2012 to 30 Apr 2016)
  • Georghios Parson

    IRN GXP01736

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (12 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.