Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (28 Feb 2024 to 5 Jan 2026)
    • [FCA CF] Manager of certification employee (28 Feb 2024 to 31 Jan 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (16 Feb 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (17 Jan 2022 to 5 Jan 2026)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (13 Jul 2020 to 7 Jan 2022)
  • Brookland Partners LLP (no longer approved here)

    FRN 543475

    • CF30 Customer (27 Aug 2015 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.