Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (3 Feb 2012 to 20 Oct 2012)
- CF11 Money Laundering Reporting (3 Feb 2012 to 20 Oct 2012)
- CF28 Systems and controls (3 Feb 2012 to 20 Oct 2012)
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- CF1 Director (29 Jul 2008 to 15 May 2009)
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- CF1 Director (3 Jan 2008 to 15 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.