Brookland Partners LLP

Date authorised
1 April 2013
Companies House
OC345158
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Greenside House
    50 Station Road
    London
    Haringey
    N22 7DE
    UNITED KINGDOM
    Phone
    +442035409860
    Web
    https://www.brookland.com

  • Complaints Contact

    Greenside House
    50 Station Road
    Haringey
    London
    N22 7DE
    UNITED KINGDOM
    Phone
    +4402035409860

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Rodford

    IRN GXR01238

    • CF11 Money Laundering Reporting (18 Aug 2014 to 20 Sep 2017)
    • CF10 Compliance Oversight (18 Aug 2014 to 20 Sep 2017)
  • Griff Winkler

    IRN GXW01235

    • CF30 Customer (1 Dec 2011 to 25 May 2012)
  • James William John Webbber

    IRN JWW01120

    • CF30 Customer (19 Aug 2013 to 24 Feb 2014)
  • Jim O'Leary

    IRN JXO01528

    • CF30 Customer (13 Jun 2016 to 16 Dec 2016)
    • CF4 Partner (13 Jun 2016 to 16 Dec 2016)
  • John Jamali

    IRN JXJ01499

    • CF30 Customer (12 Oct 2015 to 8 Mar 2016)
  • Mehmet Tuna Atay

    IRN MTA01049

    • CF30 Customer (29 May 2013 to 1 Sep 2013)
  • Nassar Hussain

    IRN NXH01141

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Nov 2012 to 5 Feb 2013)
    • CF4 Partner (1 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
  • Prabjot Mann

    IRN PXM01724

    • CF30 Customer (1 Dec 2011 to 21 May 2012)
  • Wing Kew Leung

    IRN WKL01007

    • CF30 Customer (1 Dec 2011 to 2 Dec 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.