Date authorised
8 September 2020
Companies House
11302455
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +4402030342780
  • Complaints Contact

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +4402030342780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Keith O'Callaghan

    IRN JKO01007

    • CF30 Customer (7 May 2024 to 25 Mar 2026)
    • CF3 Chief Executive (AR) (23 Nov 2022 to 25 Mar 2026)
  • Julia Loder

    IRN JXL00625

    • [FCA CF] Material risk taker (since 30 Dec 2022)
  • Leanne Bassett

    IRN LXB00534

    • [FCA CF] Client dealing (30 Dec 2022 to 15 Jun 2024)
  • Luke Michael Fitzpatrick-Murphy

    IRN LXF00236

    • [FCA CF] Client dealing (since 26 Nov 2025)
    • [FCA CF] Material risk taker (since 3 Jul 2023)
  • Malcolm Craig Ford

    IRN MXF01133

    • [FCA CF] Client dealing (30 Dec 2022 to 26 May 2023)
  • Mark Webster

    IRN MXW00674

    • [FCA CF] Material risk taker (30 Dec 2022 to 5 Jun 2024)
  • Matthew Pollard

    IRN MXP02160

    • SMF3 Executive Director (15 Apr 2019 to 18 Jan 2022)
  • Nermin Askalany

    IRN NXM01371

    • [FCA CF] Client dealing (29 Jul 2025 to 1 Sep 2025)
  • Nicholas Alexander Donovan

    IRN NAD01045

    • [FCA CF] Client dealing (since 26 Nov 2025)
    • [FCA CF] Manager of certification employee (since 26 Nov 2025)
    • [FCA CF] Material risk taker (since 15 May 2023)
  • Nicholas Amery

    IRN NXA00295

    • [FCA CF] CASS oversight function (since 15 Jan 2026)
    • [FCA CF] Material risk taker (since 26 Nov 2025)
    • [FCA CF] Significant management (23 Jan 2023 to 26 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.