Date authorised
8 September 2020
Companies House
11302455
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +4402030342780
  • Complaints Contact

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +4402030342780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Cogswell

    IRN NXC01219

    • [FCA CF] Client dealing (since 29 Jul 2025)
  • Nicola Harte

    IRN NXH13708

    • CF30 Customer (22 Nov 2022 to 3 Apr 2024)
  • Paul Bark

    IRN PXB00614

    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Jun 2025)
  • Paul Douglas Bennett

    IRN PDB01171

    • [FCA CF] Client dealing (since 26 Nov 2025)
    • [FCA CF] Manager of certification employee (since 26 Nov 2025)
    • [FCA CF] Material risk taker (since 26 Nov 2025)
    • [FCA CF] Significant management (30 Dec 2022 to 26 Nov 2025)
  • Richard Brown

    IRN RXB00747

    • [FCA CF] CASS oversight function (30 Dec 2022 to 21 Oct 2024)
  • Richard Shade

    IRN RXS00825

    • [FCA CF] Client dealing (since 23 Feb 2026)
    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [FCA CF] Client dealing (26 Nov 2025 to 12 Dec 2025)
    • [FCA CF] Significant management (30 Dec 2022 to 26 Nov 2025)
  • Simon Barnby

    IRN SXB01134

    • [FCA CF] Material risk taker (since 20 Jan 2026)
    • [FCA CF] Client dealing (30 Dec 2022 to 20 Jan 2026)
  • Steven Brennan

    IRN SXB01281

    • [FCA CF] Significant management (17 Oct 2022 to 26 Nov 2025)
  • Sumeet Bhachu

    IRN SXB01282

    • [FCA CF] Significant management (16 Jan 2023 to 29 Feb 2024)
  • William Samkin

    IRN WXS00069

    • [FCA CF] Material risk taker (26 Nov 2025 to 20 Jan 2026)
    • [FCA CF] Client dealing (9 Apr 2025 to 20 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.