Nicholas Cogswell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Archax Ltd
FRN 838656
- [FCA CF] Client dealing (since 29 Jul 2025)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (29 Mar 2023 to 10 Mar 2025)
Starmark Investment Management Limited (no longer approved here)
FRN 190249
- CF30 Customer (12 Sep 2022 to 25 Nov 2022)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF30 Customer (21 Feb 2022 to 15 Jul 2022)
- CF1 Director (AR) (21 Feb 2022 to 15 Jul 2022)
- CF3 Chief Executive (AR) (21 Feb 2022 to 15 Jul 2022)
401 Capital Ltd (no longer approved here)
FRN 970219
- Employed By (21 Feb 2022 to 15 Jul 2022)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (14 Jul 2015 to 9 Jul 2016)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (12 Jun 2008 to 1 Nov 2008)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (12 Jun 2008 to 19 Jun 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.