Alan Cunningham Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • REDWOOD BANK LIMITED (no longer approved here)

    FRN 755924

    • SMF3 Executive Director (30 Apr 2019 to 29 Oct 2020)
    • SMF16 Compliance Oversight (6 Apr 2017 to 29 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2017 to 29 Oct 2020)
    • SMF4 Chief Risk (6 Apr 2017 to 29 Oct 2020)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Apr 2002)

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Updates to this individual's record on the FCA register.

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