Date authorised
6 April 2017
Companies House
09872265
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067
  • Complaints Contact

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Kennedy

    IRN DXK43679

    • SMF24 Chief Operations (since 10 Jun 2024)
  • David Wickham

    IRN DXW43344

    • [FCA CF] Material risk taker (2 Oct 2017 to 1 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2017 to 1 Jul 2022)
  • Edward Knapp

    IRN ESK01029

    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2020 to 7 Jul 2021)
  • Eirvin Bee Knox

    IRN EBK01009

    • SMF10 Chair of the Risk Committee (6 Apr 2017 to 31 Jul 2017)
  • Eleanor Kenny

    IRN EXK43321

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2017)
    • [FCA CF] Material risk taker (since 6 Apr 2017)
  • Emma Drew

    IRN EXD43325

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2022 to 14 Nov 2024)
    • SMF16 Compliance Oversight (12 May 2022 to 14 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jun 2017 to 12 May 2022)
    • [FCA CF] Material risk taker (12 Jun 2017 to 12 May 2022)
  • Gary Wilkinson

    IRN GXW01163

    • SMF1 Chief Executive (since 6 Apr 2017)
  • Graham Andrew Reynolds

    IRN GAR01104

    • [FCA CF] Significant management (2 Oct 2023 to 30 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2023 to 30 May 2024)
    • [FCA CF] Material risk taker (2 Oct 2023 to 30 May 2024)
    • SMF18 Other Overall Responsibility (4 Nov 2021 to 1 Nov 2023)
    • SMF3 Executive Director (11 Apr 2017 to 4 Nov 2021)
  • Ian Douglas Wilson

    IRN IDW01038

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2019 to 7 Jul 2021)
  • James Karpinski

    IRN JXK00766

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.