Date authorised
6 April 2017
Companies House
09872265
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067
  • Complaints Contact

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jenna Teresa Hill

    IRN JXH00188

    • [FCA CF] Material risk taker (since 28 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Mar 2022)
  • John Lowe

    IRN JXL01448

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2021)
  • John Patrick Eastgate

    IRN JPE01044

    • SMF18 Other Overall Responsibility (15 Dec 2023 to 11 Jun 2025)
  • John Stobart

    IRN JXS43322

    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2019 to 2 Nov 2020)
    • [FCA CF] Material risk taker (19 Aug 2019 to 2 Nov 2020)
  • Jonathan David Rowland

    IRN JXR01348

    • Director of firm who is not a certification employee or a SMF manager (6 Apr 2017 to 4 Apr 2021)
  • Joseph Jerry Liow-Yune-Loy

    IRN JXL01285

    • SMF11 Chair of the Audit Committee (since 16 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 16 Nov 2021)
  • Julian Hynd

    IRN JXH02791

    • SMF18 Other Overall Responsibility (6 Sep 2022 to 30 Nov 2023)
  • Kirsty MacDonald

    IRN KXM00393

    • [FCA CF] Material risk taker (30 Apr 2020 to 1 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 1 Sep 2022)
  • Leon Marklew

    IRN LXM43281

    • [FCA CF] Significant management (2 Oct 2023 to 30 Apr 2024)
    • SMF18 Other Overall Responsibility (29 Dec 2020 to 1 Nov 2023)
    • [FCA CF] Material risk taker (2 Jan 2019 to 29 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jan 2019 to 29 Dec 2020)
  • Louise Jackson

    IRN LXJ43343

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2019 to 13 Sep 2023)
    • [FCA CF] Material risk taker (5 Aug 2019 to 13 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.