Date authorised
6 April 2017
Companies House
09872265
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067
  • Complaints Contact

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mahomed Ashraf Piranie

    IRN MAP01223

    • SMF2 Chief Finance (8 Mar 2023 to 31 Mar 2025)
  • Maria Elizabeth Walker

    IRN MXW17717

    • SMF14 Senior Independent Director (since 25 Mar 2022)
    • SMF12 Chair of the Remuneration Committee (since 25 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 25 Mar 2022)
  • Mark Pyatt

    IRN MXP43346

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 1 Jun 2022)
    • [FCA CF] Material risk taker (1 Jul 2019 to 1 Jun 2022)
  • Mark Winlow

    IRN MXW02016

    • SMF9 Chair of the Governing Body (since 25 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2021 to 26 Nov 2021)
  • Michelle Monck

    IRN MXM02965

    • [FCA CF] Material risk taker (since 3 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Jun 2024)
  • Nigel Boothroyd

    IRN NXB01962

    • SMF10 Chair of the Risk Committee (31 Jul 2017 to 26 Nov 2021)
  • Rajesh Khosla

    IRN RXK02046

    • SMF16 Compliance Oversight (since 14 Mar 2025)
    • SMF4 Chief Risk (since 7 Apr 2022)
  • Rhiannon Botha

    IRN RXB86294

    • [FCA CF] Significant management (since 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2019)
    • [FCA CF] Material risk taker (since 1 Apr 2019)
  • Richard Fisher

    IRN RJF01108

    • [FCA CF] Material risk taker (21 Oct 2019 to 9 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 9 Apr 2021)
  • Rob Bowering

    IRN RXB00901

    • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2023 to 17 Jun 2024)
    • [FCA CF] Material risk taker (1 Dec 2023 to 17 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.