REDWOOD BANK LIMITED

• Principal Place of Business

  Redwood Bank

  Suite 101

  The Nexus Building

  Broadway

  Letchworth Garden City

  Hertfordshire

  SG6 3TA

  UNITED KINGDOM

  Phone

  +4403300536067

  Web

  https://www.redwoodbank.co.uk

• Complaints Contact

  Redwood Bank

  Suite 101

  The Nexus Building

  Broadway

  Letchworth Garden City

  Hertfordshire

  SG6 3TA

  UNITED KINGDOM

  Phone

  +4403300536067

• Bank Deposits

  For All, Deposit

• Authorised to Operate

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Duncan Endersby

  IRN RDE01026

  • SMF10 Chair of the Risk Committee (9 Nov 2021 to 30 Sep 2024)
  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 9 Nov 2021)
• Sally Veitch

  IRN SXV01255

  • SMF11 Chair of the Audit Committee (4 Oct 2017 to 26 Nov 2021)
  • SMF14 Senior Independent Director (4 Oct 2017 to 26 Nov 2021)
• Sarah Theresia Johnson

  IRN SXJ00231

  • [PRA CF] Significant risk taker or Material risk taker (since 4 Jan 2022)
  • [FCA CF] Material risk taker (since 4 Jan 2022)
• Scott Phillips

  IRN SXP00609

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
• Sebastian Mrotzek

  IRN SXM00722

  • SMF24 Chief Operations (28 Jul 2021 to 31 Dec 2024)
• Sergio Cruz

  IRN SXC43323

  • SMF2 Chief Finance (since 18 Jul 2025)
  • [FCA CF] Significant management (2 Oct 2023 to 18 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (12 May 2022 to 18 Jul 2025)
  • [FCA CF] Manager of certification employee (12 May 2022 to 18 Jul 2025)
  • [PRA CF] Managing a material risk taker (12 May 2022 to 18 Jul 2025)
  • SMF16 Compliance Oversight (16 Mar 2021 to 12 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2021 to 12 May 2022)
  • SMF4 Chief Risk (16 Mar 2021 to 7 Apr 2022)
  • [FCA CF] Material risk taker (6 Feb 2018 to 16 Mar 2021)
• Simon Mark Goodyear

  IRN SXG00725

  • SMF24 Chief Operations (since 15 Oct 2025)
• Stuart Burke

  IRN SXB00184

  • [PRA CF] Managing a material risk taker (4 Jan 2022 to 25 Oct 2023)
  • [FCA CF] Manager of certification employee (4 Jan 2022 to 25 Oct 2023)
  • [PRA CF] Significant risk taker or Material risk taker (12 Oct 2020 to 25 Oct 2023)
  • [FCA CF] Material risk taker (12 Oct 2020 to 25 Oct 2023)
• Stuart Davidson

  IRN SXD43328

  • SMF18 Other Overall Responsibility (since 20 Aug 2025)
  • [FCA CF] Significant management (3 Feb 2020 to 20 Aug 2025)
  • [FCA CF] Material risk taker (5 Feb 2018 to 20 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2018 to 20 Aug 2025)
• Tina Angela Kokkinos

  IRN TXK00213

  • SMF10 Chair of the Risk Committee (since 14 Mar 2025)

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