Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF2 Chief Finance (since 18 Jul 2025)
    • [FCA CF] Significant management (2 Oct 2023 to 18 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (12 May 2022 to 18 Jul 2025)
    • [FCA CF] Manager of certification employee (12 May 2022 to 18 Jul 2025)
    • [PRA CF] Managing a material risk taker (12 May 2022 to 18 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2021 to 12 May 2022)
    • SMF4 Chief Risk (16 Mar 2021 to 7 Apr 2022)
    • SMF16 Compliance Oversight (16 Mar 2021 to 12 May 2022)
    • [FCA CF] Material risk taker (6 Feb 2018 to 16 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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