Date authorised
6 April 2017
Companies House
09872265
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067
  • Complaints Contact

    Redwood Bank
    Suite 101
    The Nexus Building
    Broadway
    Letchworth Garden City
    Hertfordshire
    SG6 3TA
    UNITED KINGDOM
    Phone
    +4403300536067

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracey Lester

    IRN TXL43329

    • SMF18 Other Overall Responsibility (since 9 Apr 2024)
    • [FCA CF] Material risk taker (14 Apr 2017 to 9 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2017 to 9 Apr 2024)
  • Zoe Cuthbertson

    IRN ZXC00035

    • [FCA CF] Material risk taker (3 Jan 2023 to 29 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jan 2023 to 29 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.