Richard Fisher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AQUIS EXCHANGE LIMITED

    FRN 595785

    • SMF3 Executive Director (since 31 May 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 30 Nov 2023)
  • REDWOOD BANK LIMITED (no longer approved here)

    FRN 755924

    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 9 Apr 2021)
    • [FCA CF] Material risk taker (21 Oct 2019 to 9 Apr 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (9 Nov 2017 to 26 Jun 2019)
    • [FCA CF] Material risk taker (18 May 2017 to 26 Jun 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (9 Nov 2017 to 26 Jun 2019)
    • [FCA CF] Material risk taker (18 May 2017 to 26 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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