AQUIS EXCHANGE LIMITED

• Principal Place of Business

  63 Queen Victoria Street

  London

  EC4N 4UA

  UNITED KINGDOM

  Phone

  +4402035976330

  Web

  https://www.aquis.eu

• Complaints Contact

  Aquis Exchange Limited

  63 Queen Victoria Street

  London

  City Of London

  EC4N 4UA

  UNITED KINGDOM

  Phone

  +4402035976375

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam Maciejewski

  IRN AXM03596

  • CF2 Non Executive Director (4 Nov 2013 to 20 Oct 2014)
• Adrian Ip

  IRN AXI00062

  • [FCA CF] Significant management (since 31 Mar 2021)
• Agnieszka Filip

  IRN AXF02033

  • CF2 Non Executive Director (20 Jul 2016 to 20 Jun 2017)
• Alasdair Frederick Seton Haynes

  IRN AFH01024

  • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 24 Feb 2025)
  • CF1 Director (4 Nov 2013 to 8 Dec 2019)
  • CF3 Chief Executive (4 Nov 2013 to 8 Dec 2019)
• Bjørn Sibbern

  IRN BXS00559

  • SMF9 Chair of the Governing Body (since 1 Jul 2025)
• David Charles Attew

  IRN DCA01023

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jan 2026)
  • CF11 Money Laundering Reporting (10 Apr 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Apr 2014 to 8 Dec 2019)
• David James Stevens

  IRN DJS01239

  • SMF3 Executive Director (since 15 May 2025)
  • SMF1 Chief Executive (since 15 May 2025)
  • [FCA CF] Significant management (1 Nov 2023 to 15 May 2025)
• David Vaillant

  IRN DXV18655

  • CF2 Non Executive Director (13 Nov 2019 to 8 Dec 2019)
• Deirdre Mary Somers

  IRN DXS01094

  • SMF9 Chair of the Governing Body (4 Apr 2025 to 1 Jul 2025)
• Donall McCann

  IRN DXM02469

  • CF2 Non Executive Director (4 Nov 2013 to 22 May 2018)

No changes recorded yet.