AQUIS EXCHANGE LIMITED

• Principal Place of Business

  63 Queen Victoria Street

  London

  EC4N 4UA

  UNITED KINGDOM

  Phone

  +4402035976330

  Web

  https://www.aquis.eu

• Complaints Contact

  Aquis Exchange Limited

  63 Queen Victoria Street

  London

  City Of London

  EC4N 4UA

  UNITED KINGDOM

  Phone

  +4402035976375

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Glenn Collinson

  IRN GXC10164

  • SMF9 Chair of the Governing Body (5 Oct 2021 to 18 Nov 2024)
  • CF2 Non Executive Director (19 Mar 2019 to 8 Dec 2019)
• Graham Dick

  IRN GXD01350

  • [FCA CF] Significant management (31 Mar 2021 to 16 Sep 2021)
  • CF30 Customer (23 Apr 2014 to 8 Dec 2019)
• Izabela Olszewska

  IRN IXO01110

  • CF2 Non Executive Director (8 Jan 2016 to 13 Jun 2018)
• Jarosaw Grzywiski

  IRN JXG02376

  • CF2 Non Executive Director (10 Oct 2017 to 13 Jun 2018)
• Jonathan Charles Clelland

  IRN JCC01223

  • SMF3 Executive Director (9 Dec 2019 to 18 Apr 2024)
  • CF10 Compliance Oversight (4 Nov 2013 to 10 Apr 2014)
  • CF29 Significant management (4 Nov 2013 to 8 Dec 2019)
  • CF1 Director (4 Nov 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Nov 2013 to 10 Apr 2014)
• Jonathan Knight

  IRN JXK00250

  • [FCA CF] Significant management (since 31 Mar 2021)
• Leila Mayet

  IRN LXM01760

  • CF30 Customer (23 Apr 2014 to 12 Nov 2015)
• Mark Robert Goodliffe

  IRN MRG01143

  • CF2 Non Executive Director (7 Jun 2018 to 8 Dec 2019)
• Mark Spanbroek

  IRN MXS02450

  • CF2 Non Executive Director (4 Nov 2013 to 8 Dec 2019)
• Miros¿aw Szczepa¿ski

  IRN MXS03584

  • CF2 Non Executive Director (5 Mar 2015 to 17 Jul 2015)

No changes recorded yet.