David James Stevens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AQUIS EXCHANGE LIMITED

    FRN 595785

    • SMF1 Chief Executive (since 15 May 2025)
    • SMF3 Executive Director (since 15 May 2025)
    • [FCA CF] Significant management (1 Nov 2023 to 15 May 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (6 Aug 2002 to 29 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.