Red Dot (Cymru) Ltd

• Principal Place of Business

  73 Rhosmaen Street

  Llandeilo

  Carmarthenshire

  SA19 6LW

  UNITED KINGDOM

  Phone

  +4401558825950

  Web

  https://www.reddotgroup.co.uk

• Complaints Contact

  73 Rhosmaen Street

  Llandeilo

  Carmarthenshire

  SA19 6LW

  UNITED KINGDOM

  Phone

  +4401558825950

  Web

  https://www.reddotgroup.co.uk

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities order).

• James Michael Cullen

  IRN JXC08940

  • CF1 Director (AR) (since 26 Sep 2019)
• Louise Langdon

  IRN LXL01456

  • CF30 Customer (8 Dec 2016 to 31 Jan 2018)
• Luke George Norman Stanley

  IRN LGS01020

  • CF30 Customer (23 Sep 2013 to 1 Sep 2014)
• Lyn John Evans

  IRN LJE00010

  • CF8 Apportionment and Oversight (31 Oct 2004 to 14 Jan 2005)
  • CF1 Director (31 Oct 2004 to 14 Jan 2005)
• Mark Edward Ashworth

  IRN MEA01083

  • CF30 Customer (3 May 2022 to 1 Nov 2023)
  • CF1 Director (AR) (13 Dec 2021 to 1 Nov 2023)
  • Appointed representative dealing with clients for which they require qualification (1 Oct 2021 to 24 Jan 2025)
  • [FCA CF] Client dealing (1 Oct 2021 to 24 Jan 2025)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 24 Jan 2025)
• Martin William Walls

  IRN MWW00001

  • CF30 Customer (22 Jul 2022 to 1 Nov 2023)
  • CF1 Director (AR) (8 Jul 2022 to 1 Nov 2023)
• Neil John Lewis

  IRN NXL00079

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 11 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Nigel John Ogden

  IRN NJO00003

  • CF30 Customer (17 Oct 2018 to 31 Dec 2019)
• Paris Fynn Phoenix Rayner

  IRN PXR08994

  • CF1 Director (AR) (4 Dec 2018 to 3 Aug 2023)
• Paul Anthony Everett

  IRN PAE00012

  • CF30 Customer (8 Dec 2016 to 7 Jun 2018)

• Real Time Savings Ltd (no longer appointed)

  FRN 584490 · Appointed 11 Jul 2012 · Until 3 Sep 2014

No changes recorded yet.