RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Walter Stanley Swain
IRN CWS01037
- CF29 Significant management (1 Nov 2007 to 30 Sep 2013)
- CF17 Significant Mgt (Other Business Operations) (17 Nov 2003 to 31 Oct 2007)
Claire Middleton
IRN CXM00602
- [PRA CF] Significant risk taker or Material risk taker (since 19 Jan 2023)
- [FCA CF] Manager of certification employee (15 Nov 2021 to 31 Jul 2022)
Clive Morden
IRN CXM00052
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Colin Thomas Haddley
IRN CTH01014
- CF16 Significant Mgt (Desgntd Investment Business) (17 Jul 2006 to 2 Aug 2007)
Craig Nicholas Lunney
IRN CNL00006
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Daniel Frumkin
IRN DXF01251
- CF2 Non Executive Director (30 May 2007 to 12 Nov 2008)
Darren John Weeks
IRN DJW00029
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
David Aeron Davies
IRN DAD00014
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
David Aiken Elston
IRN DAE01022
- CF14 Risk Assessment (19 Aug 2003 to 31 Jan 2006)
- CF17 Significant Mgt (Other Business Operations) (27 Feb 2003 to 31 Jan 2006)
David Alan Joyce
IRN DAJ00024
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Age Concern Hyndburn (no longer appointed)
FRN 207113 · Appointed 29 Oct 2001 · Until 1 Jul 2002
Age Concern (Crawley) (no longer appointed)
FRN 197156 · Appointed 25 Oct 2001 · Until 1 Jul 2002
Nottingham Property Services Ltd (no longer appointed)
FRN 207103 · Appointed 17 Oct 2001 · Until 1 Jul 2002
AMS-Affinity Membership Services Limited (no longer appointed)
FRN 207050 · Appointed 6 Aug 2001 · Until 1 Jul 2002
A.R.P. Financial Services (no longer appointed)
FRN 207049 · Appointed 6 Aug 2001 · Until 1 Jul 2002
ESL Goodhearts Ltd (no longer appointed)
FRN 206289 · Appointed 24 Jul 2001 · Until 1 Jul 2002
Scottish Power UK Plc (no longer appointed)
FRN 201929 · Appointed 7 Mar 2001 · Until 1 Jul 2002
Market Place Mortgages Ltd (no longer appointed)
FRN 201859 · Appointed 6 Feb 2001 · Until 1 Jul 2002
E.Recruitments Solutions Plc (no longer appointed)
FRN 201925 · Appointed 29 Jan 2001 · Until 1 Jul 2002
Age Concern Doncaster (no longer appointed)
FRN 201907 · Appointed 18 Jan 2001 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.