David Aiken Elston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Friendly Assurance Society Limited (no longer approved here)
FRN 110002
- SIMF4 Chief Risk Function (7 Mar 2016 to 5 May 2016)
- CF28 Systems and controls (29 Feb 2016 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Jul 2011 to 19 Jan 2016)
Scottish Friendly Asset Managers Limited (no longer approved here)
FRN 188832
- CF28 Systems and controls (7 Mar 2016 to 5 May 2016)
- CF10 Compliance Oversight (1 Jul 2011 to 19 Jan 2016)
RBS Collective Investment Funds Limited (no longer approved here)
FRN 122139
- CF14 Risk Assessment (19 Aug 2003 to 31 Jan 2006)
- CF17 Significant Mgt (Other Business Operations) (27 Feb 2003 to 31 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.