Scottish Friendly Assurance Society Limited

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Galbraith House
    16 Blythswood Square
    Glasgow
    Lanarkshire
    G2 4HJ
    UNITED KINGDOM
    Phone
    +4401412755000
    Web
    https://www.scottishfriendly.co.uk

  • Complaints Contact

    Galbraith House
    16 Blythswood Square
    Glasgow
    Lanarkshire
    G2 4HJ
    UNITED KINGDOM
    Phone
    +4401412755000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Agnes Phuong-Mai Fenton

    IRN AXF00577

    • SMF12 Chair of the Remuneration Committee (since 30 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (24 Apr 2024 to 30 Apr 2025)
  • Aileen Brown

    IRN AXB02093

    • SIMF2 Chief Finance Function (7 Mar 2016 to 16 May 2016)
    • CF28 Systems and controls (4 Feb 2016 to 6 Mar 2016)
  • Aileen Maxwell Abernethy

    IRN AMA01020

    • [PRA CF] Key function holder (1 Nov 2021 to 6 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 13 Mar 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 12 Nov 2021)
    • CF10 Compliance Oversight (12 Jan 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (1 Dec 2003 to 9 Dec 2018)
  • Alan Brown

    IRN AXB02558

    • [PRA CF] Key function holder (since 21 Nov 2023)
  • Alan Rankine

    IRN AXR02972

    • SMF2 Chief Finance (since 11 Jan 2023)
    • SMF20 Chief Actuary (10 Dec 2018 to 11 Jan 2023)
    • SIMF20 Chief Actuary Function (19 Nov 2018 to 9 Dec 2018)
  • Alexander Douglas Forbes

    IRN ADF01047

    • CF2 Non Executive Director (1 Dec 2001 to 1 Dec 2001)
  • Alexander James Blair Agnew

    IRN AJA00007

    • CF2 Non Executive Director (1 Dec 2001 to 26 Apr 2006)
  • Alexander Manas

    IRN AXM01449

    • [PRA CF] Key function holder (since 16 Dec 2022)
  • Anja Maria Balfour

    IRN AMB01093

    • SMF14 Senior Independent Director (since 30 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Apr 2025)
  • Barry Ivor Wood

    IRN BIW00002

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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