Scottish Friendly Assurance Society Limited
- FRN
- 110002
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Galbraith House16 Blythswood SquareGlasgowLanarkshireG2 4HJUNITED KINGDOM- Phone
- +4401412755000
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Complaints Contact
Galbraith House16 Blythswood SquareGlasgowLanarkshireG2 4HJUNITED KINGDOM- Phone
- +4401412755000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment), Personal pension scheme
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Investment Setup
For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Callum Eric Stuart
IRN CXS00747
- SMF20a With-Profits Actuary (since 4 Aug 2023)
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Carlton James Hood
IRN CJH01302
- CF1 Director (AR) (since 10 Dec 2025)
- CF3 Chief Executive (AR) (since 10 Nov 2025)
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Christopher Norman Critchlow
IRN CNC01037
- SMF15 Chair of With Profits Committee (26 Feb 2019 to 24 May 2019)
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Colin Edgar Saxby
IRN CES01062
- CF28 Systems and controls (1 Nov 2007 to 31 Jan 2011)
- CF13 Finance (1 Dec 2005 to 31 Oct 2007)
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Damian McGeown
IRN DXM00804
- SMF24 Chief Operations (28 Feb 2023 to 1 Jun 2023)
- [PRA CF] Key function holder (1 Oct 2022 to 19 May 2023)
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David Aiken Elston
IRN DAE01022
- SIMF4 Chief Risk Function (7 Mar 2016 to 5 May 2016)
- CF28 Systems and controls (29 Feb 2016 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Jul 2011 to 19 Jan 2016)
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David Charles Huntley
IRN DCH01077
- SMF10 Chair of the Risk Committee (6 May 2020 to 6 May 2020)
- SMF12 Chair of the Remuneration Committee (6 May 2020 to 6 May 2020)
- SMF9 Chair of the Governing Body (6 May 2020 to 24 Apr 2024)
- SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (9 Jan 2013 to 6 Mar 2016)
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David John Lechmere
IRN DJL01158
- SMF20a With-Profits Actuary (10 Dec 2018 to 24 May 2019)
- SIMF21 With-Profits Actuary (7 Mar 2016 to 9 Dec 2018)
- CF12A With-Profits Actuary (15 Mar 2010 to 6 Mar 2016)
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David Walter Gulland
IRN DXG01263
- SMF15 Chair of With Profits Committee (since 2 Oct 2019)
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Dermot Julian Jenkinson
IRN DJJ01072
- SMF12 Chair of the Remuneration Committee (30 Oct 2020 to 27 Apr 2022)
- SMF14 Senior Independent Director (10 Dec 2018 to 27 Apr 2022)
- SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (8 Nov 2011 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Guardian Financial Services Limited
FRN 798072 · Appointed 8 Jan 2018
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Averys of Bristol Limited (no longer appointed)
FRN 577380 · Appointed 14 Mar 2012 · Until 1 Jan 2014
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The National Trust for Scotland (no longer appointed)
FRN 575888 · Appointed 23 Feb 2012 · Until 1 Jan 2014
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Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 26 Aug 2011 · Until 6 Jan 2015
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Phoenix Customer Care Limited (no longer appointed)
FRN 415488 · Appointed 23 Aug 2011 · Until 6 Jan 2015
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Lifecycle Marketing (Mother & Baby) Ltd (no longer appointed)
FRN 210848 · Appointed 27 May 2011 · Until 18 Jan 2016
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NSPCC Trading Company Ltd (no longer appointed)
FRN 528899 · Appointed 3 Aug 2010 · Until 18 Dec 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.