Darren John Weeks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BPH Wealth Management LLP

    FRN 476417

    • SMF27 Partner (since 8 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2018 to 30 Sep 2018)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • Responsibility for MCD Intermediation (21 Mar 2016 to 5 Oct 2017)
    • CF10 Compliance Oversight (11 Sep 2015 to 5 Oct 2017)
    • CF11 Money Laundering Reporting (11 Sep 2015 to 5 Oct 2017)
    • CF1 Director (11 Sep 2015 to 5 Oct 2017)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF17 Significant Mgt (Other Business Operations) (8 May 2003 to 25 Feb 2004)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.