BPH Wealth Management LLP

• Principal Place of Business

  Oddstones House

  Thompsons Close

  Harpenden

  Hertfordshire

  AL5 4ES

  UNITED KINGDOM

  Phone

  +4401582461122

  Web

  https://bphwealth.co.uk

• Complaints Contact

  Oddstones House

  Thompsons Close

  Harpenden

  Hertfordshire

  AL5 4ES

  UNITED KINGDOM

  Phone

  +4401582461122

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Justin Bell

  IRN AJB00019

  • Responsible for Insurance Mediation (15 Feb 2008 to 31 May 2018)
  • CF4 Partner (15 Feb 2008 to 31 May 2018)
  • CF30 Customer (15 Feb 2008 to 31 May 2018)
  • CF11 Money Laundering Reporting (15 Feb 2008 to 31 May 2018)
  • CF10 Compliance Oversight (15 Feb 2008 to 31 May 2018)
• Catherine Lesley Martin

  IRN CLM01055

  • CF30 Customer (15 Feb 2008 to 29 Nov 2013)
• Darren John Weeks

  IRN DJW00029

  • SMF27 Partner (since 8 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (1 Jun 2018 to 30 Sep 2018)
  • CF29 Significant management (1 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
• Hannah Frances Freedman

  IRN HFF00001

  • CF4 Partner (15 Feb 2008 to 30 Sep 2019)
• Jean Elizabeth Webb

  IRN JEW00026

  • CF30 Customer (15 Feb 2008 to 6 Jul 2016)
• John Redmond

  IRN JXR02198

  • CF30 Customer (1 Jul 2015 to 16 Aug 2019)
• Jordan Wiadrowski

  IRN JXW02570

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
• Lisa Kathryn Jones

  IRN LXJ18972

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
  • [FCA CF] Client dealing (since 17 Mar 2025)
• Mark Godfrey-Evans

  IRN MXG00805

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
  • [FCA CF] Client dealing (since 31 Jan 2025)
• Michael Augustus Freedman

  IRN MAF00003

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
  • CF4 Partner (15 Feb 2008 to 8 Dec 2019)
  • CF30 Customer (15 Feb 2008 to 8 Dec 2019)

No changes recorded yet.