Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF4 Partner (AR) (since 4 Jun 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 24 Jul 2007)
    • Employed By (since 24 Jul 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (24 Apr 2006 to 28 Feb 2007)
    • CF22 Investment Adviser (Trainee) (27 Oct 2005 to 24 Apr 2006)
    • CF7 Sole Trader (AR) (27 Oct 2005 to 31 Jan 2007)
  • Total Mortgage Solutions (no longer approved here)

    FRN 440893

    • Employed By (27 Oct 2005 to 28 Feb 2007)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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