RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Georgina Sarah Perceval Maxwell
IRN GSP01023
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (30 Jul 2019 to 29 Nov 2019)
Geraldine Fox
IRN GXF00104
- [PRA CF] Significant risk taker or Material risk taker (19 Jan 2023 to 30 Jun 2023)
Gideon David Moore
IRN GXM00454
- [FCA CF] Manager of certification employee (20 Jan 2023 to 6 May 2024)
Gordon Francis Pell
IRN GFP01010
- CF2 Non Executive Director (16 Feb 2006 to 18 Sep 2006)
Graeme Sutherland
IRN GXS01740
- CF28 Systems and controls (8 Jul 2009 to 31 Mar 2015)
Graham Storrie
IRN GXS01193
- CF1 Director (5 Oct 2006 to 22 Mar 2011)
- CF3 Chief Executive (5 Oct 2006 to 22 Mar 2011)
- CF8 Apportionment and Oversight (5 Oct 2006 to 31 Mar 2009)
Howard Joseph Moores
IRN HXM00023
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2002)
Hugh Leathley Chater
IRN HLC01007
- CF1 Director (4 Sep 2015 to 6 Jun 2016)
Ian Andrew Rae
IRN IAR00013
- CF20 Significant Mgt (Settlements) (21 Mar 2003 to 4 Sep 2003)
Ian Arthur Henderson
IRN IAH01013
- CF2 Non Executive Director (27 Feb 2003 to 25 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Susan Liburd (no longer appointed)
FRN 201710 · Appointed 12 Jul 2000 · Until 1 Jul 2002
Age Concern Financial Partnerships (no longer appointed)
FRN 193615 · Appointed 3 Jul 2000 · Until 1 Jul 2002
Age Concern Malling (no longer appointed)
FRN 195695 · Appointed 23 Jun 2000 · Until 1 Jul 2002
WEM Insurance Consultants Limited (no longer appointed)
FRN 146514 · Appointed 23 May 2000 · Until 1 Jul 2002
ABS Accountants & Tax Consultants (no longer appointed)
FRN 193657 · Appointed 22 May 2000 · Until 1 Jul 2002
Act Financial Planning Ltd (no longer appointed)
FRN 193249 · Appointed 1 May 2000 · Until 1 Jul 2002
Age Concern Walsall Limited (no longer appointed)
FRN 191623 · Appointed 3 Apr 2000 · Until 1 Jul 2002
Age Concern Northampton and County (no longer appointed)
FRN 191496 · Appointed 14 Mar 2000 · Until 1 Jul 2002
Age Concern Birmingham Limited (no longer appointed)
FRN 193673 · Appointed 13 Mar 2000 · Until 1 Jul 2002
Graham Estate Agents (no longer appointed)
FRN 201608 · Appointed 13 Mar 2000 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.