Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2023 to 6 May 2024)
    • [FCA CF] Manager of certification employee (20 May 2022 to 6 May 2024)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2023 to 6 May 2024)
    • [FCA CF] Manager of certification employee (26 May 2022 to 6 May 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2023 to 6 May 2024)
    • [FCA CF] Manager of certification employee (26 May 2022 to 6 May 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2023 to 6 May 2024)
    • [FCA CF] Manager of certification employee (26 May 2022 to 6 May 2024)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [FCA CF] Manager of certification employee (29 Mar 2023 to 21 Nov 2023)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (20 Jan 2023 to 6 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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