Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Apr 2023 to 21 Mar 2025)
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- [FCA CF] Manager of certification employee (10 Aug 2018 to 1 Oct 2021)
- [FCA CF] Material risk taker (10 Aug 2018 to 1 Oct 2021)
- [FCA CF] Significant management (10 Aug 2018 to 1 Oct 2021)
- SMF1 Chief Executive (7 Mar 2016 to 30 Apr 2018)
- CF1 Director (31 Jan 2011 to 6 Mar 2016)
- CF3 Chief Executive (31 Jan 2011 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (10 Aug 2018 to 1 Oct 2021)
- [FCA CF] Significant management (10 Aug 2018 to 1 Oct 2021)
- [FCA CF] Material risk taker (10 Aug 2018 to 1 Oct 2021)
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- CF29 Significant management (1 Nov 2007 to 31 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Oct 2004 to 31 Oct 2007)
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- CF8 Apportionment and Oversight (5 Oct 2006 to 31 Mar 2009)
- CF3 Chief Executive (5 Oct 2006 to 22 Mar 2011)
- CF1 Director (5 Oct 2006 to 22 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.