Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Manager of certification employee (1 Apr 2023 to 21 Mar 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (10 Aug 2018 to 1 Oct 2021)
    • [FCA CF] Material risk taker (10 Aug 2018 to 1 Oct 2021)
    • [FCA CF] Significant management (10 Aug 2018 to 1 Oct 2021)
    • SMF1 Chief Executive (7 Mar 2016 to 30 Apr 2018)
    • CF1 Director (31 Jan 2011 to 6 Mar 2016)
    • CF3 Chief Executive (31 Jan 2011 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (10 Aug 2018 to 1 Oct 2021)
    • [FCA CF] Significant management (10 Aug 2018 to 1 Oct 2021)
    • [FCA CF] Material risk taker (10 Aug 2018 to 1 Oct 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Oct 2004 to 31 Oct 2007)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF8 Apportionment and Oversight (5 Oct 2006 to 31 Mar 2009)
    • CF3 Chief Executive (5 Oct 2006 to 22 Mar 2011)
    • CF1 Director (5 Oct 2006 to 22 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.