RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Walter Stanley Swain
IRN CWS01037
- CF29 Significant management (1 Nov 2007 to 30 Sep 2013)
- CF17 Significant Mgt (Other Business Operations) (17 Nov 2003 to 31 Oct 2007)
Claire Middleton
IRN CXM00602
- [PRA CF] Significant risk taker or Material risk taker (since 19 Jan 2023)
- [FCA CF] Manager of certification employee (15 Nov 2021 to 31 Jul 2022)
Clive Morden
IRN CXM00052
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Colin Thomas Haddley
IRN CTH01014
- CF16 Significant Mgt (Desgntd Investment Business) (17 Jul 2006 to 2 Aug 2007)
Craig Nicholas Lunney
IRN CNL00006
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Daniel Frumkin
IRN DXF01251
- CF2 Non Executive Director (30 May 2007 to 12 Nov 2008)
Darren John Weeks
IRN DJW00029
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
David Aeron Davies
IRN DAD00014
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
David Aiken Elston
IRN DAE01022
- CF14 Risk Assessment (19 Aug 2003 to 31 Jan 2006)
- CF17 Significant Mgt (Other Business Operations) (27 Feb 2003 to 31 Jan 2006)
David Alan Joyce
IRN DAJ00024
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Susan Liburd (no longer appointed)
FRN 201710 · Appointed 12 Jul 2000 · Until 1 Jul 2002
Age Concern Financial Partnerships (no longer appointed)
FRN 193615 · Appointed 3 Jul 2000 · Until 1 Jul 2002
Age Concern Malling (no longer appointed)
FRN 195695 · Appointed 23 Jun 2000 · Until 1 Jul 2002
WEM Insurance Consultants Limited (no longer appointed)
FRN 146514 · Appointed 23 May 2000 · Until 1 Jul 2002
ABS Accountants & Tax Consultants (no longer appointed)
FRN 193657 · Appointed 22 May 2000 · Until 1 Jul 2002
Act Financial Planning Ltd (no longer appointed)
FRN 193249 · Appointed 1 May 2000 · Until 1 Jul 2002
Age Concern Walsall Limited (no longer appointed)
FRN 191623 · Appointed 3 Apr 2000 · Until 1 Jul 2002
Age Concern Northampton and County (no longer appointed)
FRN 191496 · Appointed 14 Mar 2000 · Until 1 Jul 2002
Age Concern Birmingham Limited (no longer appointed)
FRN 193673 · Appointed 13 Mar 2000 · Until 1 Jul 2002
Graham Estate Agents (no longer appointed)
FRN 201608 · Appointed 13 Mar 2000 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.