RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip John Mott
IRN PJM00019
- CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Phillip James Lowe
IRN PJL00040
- CF21 Investment Adviser (20 Mar 2002 to 20 Mar 2002)
Rachel Elizabeth Pascoe
IRN REO01008
- [FCA CF] CASS oversight function (since 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
Richard Andrew Hannis
IRN RAH00044
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
Richard Antony Johns
IRN RAJ01052
- CF1 Director (1 Dec 2001 to 1 Jan 2002)
Richard Charles Hill
IRN RCH01086
- CF21 Investment Adviser (7 Dec 2001 to 7 Dec 2001)
Richard Leonard Webb
IRN RLW01026
- CF14 Risk Assessment (19 Jan 2006 to 13 Nov 2006)
- CF10 Compliance Oversight (27 Feb 2003 to 18 May 2007)
- CF11 Money Laundering Reporting (27 Feb 2003 to 18 May 2007)
Robert James Mackenzie Bulloch
IRN RJB01430
- CF2 Non Executive Director (27 Jan 2009 to 27 Jan 2011)
Roger Miles Layton
IRN RML01083
- CF11 Money Laundering Reporting (13 Feb 2008 to 16 Jun 2010)
Ronald Jude Winter
IRN RJW00040
- CF22 Investment Adviser (Trainee) (3 Dec 2001 to 17 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Susan Liburd (no longer appointed)
FRN 201710 · Appointed 12 Jul 2000 · Until 1 Jul 2002
Age Concern Financial Partnerships (no longer appointed)
FRN 193615 · Appointed 3 Jul 2000 · Until 1 Jul 2002
Age Concern Malling (no longer appointed)
FRN 195695 · Appointed 23 Jun 2000 · Until 1 Jul 2002
WEM Insurance Consultants Limited (no longer appointed)
FRN 146514 · Appointed 23 May 2000 · Until 1 Jul 2002
ABS Accountants & Tax Consultants (no longer appointed)
FRN 193657 · Appointed 22 May 2000 · Until 1 Jul 2002
Act Financial Planning Ltd (no longer appointed)
FRN 193249 · Appointed 1 May 2000 · Until 1 Jul 2002
Age Concern Walsall Limited (no longer appointed)
FRN 191623 · Appointed 3 Apr 2000 · Until 1 Jul 2002
Age Concern Northampton and County (no longer appointed)
FRN 191496 · Appointed 14 Mar 2000 · Until 1 Jul 2002
Age Concern Birmingham Limited (no longer appointed)
FRN 193673 · Appointed 13 Mar 2000 · Until 1 Jul 2002
Graham Estate Agents (no longer appointed)
FRN 201608 · Appointed 13 Mar 2000 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.