RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Walter Stanley Swain
IRN CWS01037
- CF29 Significant management (1 Nov 2007 to 30 Sep 2013)
- CF17 Significant Mgt (Other Business Operations) (17 Nov 2003 to 31 Oct 2007)
Claire Middleton
IRN CXM00602
- [PRA CF] Significant risk taker or Material risk taker (since 19 Jan 2023)
- [FCA CF] Manager of certification employee (15 Nov 2021 to 31 Jul 2022)
Clive Morden
IRN CXM00052
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Colin Thomas Haddley
IRN CTH01014
- CF16 Significant Mgt (Desgntd Investment Business) (17 Jul 2006 to 2 Aug 2007)
Craig Nicholas Lunney
IRN CNL00006
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Daniel Frumkin
IRN DXF01251
- CF2 Non Executive Director (30 May 2007 to 12 Nov 2008)
Darren John Weeks
IRN DJW00029
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
David Aeron Davies
IRN DAD00014
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
David Aiken Elston
IRN DAE01022
- CF14 Risk Assessment (19 Aug 2003 to 31 Jan 2006)
- CF17 Significant Mgt (Other Business Operations) (27 Feb 2003 to 31 Jan 2006)
David Alan Joyce
IRN DAJ00024
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Coventry Building Society (no longer appointed)
FRN 150892 · Appointed 1 Nov 2000 · Until 1 Jul 2002
Robert Dean Estate Agents (no longer appointed)
FRN 201828 · Appointed 26 Oct 2000 · Until 1 Jul 2002
Rutland Insurance Services (no longer appointed)
FRN 201826 · Appointed 19 Oct 2000 · Until 1 Jul 2002
Age Concern Isle of Wight (no longer appointed)
FRN 201830 · Appointed 16 Oct 2000 · Until 1 Jul 2002
Age Concern Stockport Trading Ltd (no longer appointed)
FRN 201831 · Appointed 5 Oct 2000 · Until 1 Jul 2002
Shields Accident Investigation (no longer appointed)
FRN 201829 · Appointed 5 Oct 2000 · Until 1 Jul 2002
Age Concern Solihill (no longer appointed)
FRN 201841 · Appointed 29 Sep 2000 · Until 1 Jul 2002
Borderway Insurance Brokers Ltd (no longer appointed)
FRN 201827 · Appointed 26 Sep 2000 · Until 1 Jul 2002
Age Concern Plymouth (no longer appointed)
FRN 195698 · Appointed 19 Sep 2000 · Until 1 Jul 2002
The Mortgage Place (Troon) (no longer appointed)
FRN 192973 · Appointed 15 Sep 2000 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.