RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Georgina Sarah Perceval Maxwell
IRN GSP01023
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (30 Jul 2019 to 29 Nov 2019)
Geraldine Fox
IRN GXF00104
- [PRA CF] Significant risk taker or Material risk taker (19 Jan 2023 to 30 Jun 2023)
Gideon David Moore
IRN GXM00454
- [FCA CF] Manager of certification employee (20 Jan 2023 to 6 May 2024)
Gordon Francis Pell
IRN GFP01010
- CF2 Non Executive Director (16 Feb 2006 to 18 Sep 2006)
Graeme Sutherland
IRN GXS01740
- CF28 Systems and controls (8 Jul 2009 to 31 Mar 2015)
Graham Storrie
IRN GXS01193
- CF1 Director (5 Oct 2006 to 22 Mar 2011)
- CF3 Chief Executive (5 Oct 2006 to 22 Mar 2011)
- CF8 Apportionment and Oversight (5 Oct 2006 to 31 Mar 2009)
Howard Joseph Moores
IRN HXM00023
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2002)
Hugh Leathley Chater
IRN HLC01007
- CF1 Director (4 Sep 2015 to 6 Jun 2016)
Ian Andrew Rae
IRN IAR00013
- CF20 Significant Mgt (Settlements) (21 Mar 2003 to 4 Sep 2003)
Ian Arthur Henderson
IRN IAH01013
- CF2 Non Executive Director (27 Feb 2003 to 25 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Duffy & Company (no longer appointed)
FRN 175775 · Appointed 23 Mar 1973 · Until 1 Jul 2002
Sharrock Financial Services Limited (no longer appointed)
FRN 176769 · Appointed 27 Jan 1973 · Until 1 Jul 2002
A Dervish and Company (no longer appointed)
FRN 156053 · Appointed 6 Apr 1972 · Until 1 Jul 2002
Allied Wessex Insurance Consultants (no longer appointed)
FRN 201219 · Appointed 1 Jan 1972 · Until 1 Jul 2002
Andrew Grant Estate Agents (no longer appointed)
FRN 181535 · Appointed 1 Apr 1971 · Until 1 Jul 2002
Universal Building Society (no longer appointed)
FRN 155881 · Appointed 1 Jan 1963 · Until 1 Jul 2002
Sarum Insurance Limited (no longer appointed)
FRN 186478 · Appointed 11 Apr 1962 · Until 1 Jul 2002
Gainsborough Building Society (no longer appointed)
FRN 200784 · Appointed 1 Jan 1961 · Until 1 Jul 2002
Thomas V Shaw & Co Ltd (no longer appointed)
FRN 126274 · Appointed 21 Aug 1956 · Until 1 Jul 2002
Tesco Stores Limited (no longer appointed)
FRN 201282 · Appointed 9 May 1953 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.