RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stuart Haire
IRN SAH01236
- CF2 Non Executive Director (18 Mar 2011 to 2 Nov 2011)
- CF29 Significant management (21 May 2009 to 1 Jan 2011)
Stuart William Newey
IRN SXN01456
- SMF9 Chair of the Governing Body (since 22 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (since 27 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 17 Aug 2022)
Susan Anne Philippa McGregor
IRN SAM00092
- CF21 Investment Adviser (10 Jan 2002 to 10 Jan 2002)
Toby Emil Strauss
IRN TES01006
- CF29 Significant management (7 Jan 2009 to 1 Jan 2010)
- CF2 Non Executive Director (7 Jan 2009 to 1 Jan 2010)
Trevor Stavert
IRN TIS00002
- CF21 Investment Adviser (31 Jan 2002 to 31 Jan 2002)
Vesna McCreery
IRN VXM01145
- CF11 Money Laundering Reporting (12 Dec 2016 to 3 Oct 2017)
Victoria Charlotte Marshall North
IRN VCN01003
- CF28 Systems and controls (4 Sep 2015 to 11 Nov 2016)
Walter Simon Turner
IRN WST00002
- CF2 Non Executive Director (2 Nov 2011 to 18 Oct 2013)
Wayne Townsend
IRN WXT00005
- CF21 Investment Adviser (26 Apr 2002 to 26 Apr 2002)
William Hareton Luker
IRN WXL37319
- [FCA CF] Manager of certification employee (17 Jun 2024 to 4 Feb 2025)

Smaller firms operating under this firm's FCA authorisation.

Duffy & Company (no longer appointed)
FRN 175775 · Appointed 23 Mar 1973 · Until 1 Jul 2002
Sharrock Financial Services Limited (no longer appointed)
FRN 176769 · Appointed 27 Jan 1973 · Until 1 Jul 2002
A Dervish and Company (no longer appointed)
FRN 156053 · Appointed 6 Apr 1972 · Until 1 Jul 2002
Allied Wessex Insurance Consultants (no longer appointed)
FRN 201219 · Appointed 1 Jan 1972 · Until 1 Jul 2002
Andrew Grant Estate Agents (no longer appointed)
FRN 181535 · Appointed 1 Apr 1971 · Until 1 Jul 2002
Universal Building Society (no longer appointed)
FRN 155881 · Appointed 1 Jan 1963 · Until 1 Jul 2002
Sarum Insurance Limited (no longer appointed)
FRN 186478 · Appointed 11 Apr 1962 · Until 1 Jul 2002
Gainsborough Building Society (no longer appointed)
FRN 200784 · Appointed 1 Jan 1961 · Until 1 Jul 2002
Thomas V Shaw & Co Ltd (no longer appointed)
FRN 126274 · Appointed 21 Aug 1956 · Until 1 Jul 2002
Tesco Stores Limited (no longer appointed)
FRN 201282 · Appointed 9 May 1953 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.