Wayne Townsend

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ecclesiastical Financial Advisory Services Limited
FRN 126123
- [FCA CF] Client dealing (since 9 Dec 2019)
KW Wealth Planning Limited (no longer approved here)
FRN 114694
- CF30 Customer (13 Dec 2012 to 23 Dec 2015)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF21 Investment Adviser (26 Apr 2002 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Apr 2002)
RBS Collective Investment Funds Limited (no longer approved here)
FRN 122139
- CF21 Investment Adviser (26 Apr 2002 to 26 Apr 2002)
Aviva Life & Pensions UK Limited (no longer approved here)
FRN 185896
- CF21 Investment Adviser (26 Apr 2002 to 26 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.