Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 22 Mar 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 27 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 17 Aug 2022)
    • SMF9 Chair of the Governing Body (since 28 Sep 2023)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (3 Mar 2014 to 6 Nov 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • Responsible for Insurance Distribution (1 Oct 2018 to 28 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Dec 2020)
    • Responsible for Insurance Mediation (10 Nov 2015 to 30 Sep 2018)
    • CF29 Significant management (3 Mar 2014 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2021)
    • CF29 Significant management (3 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.