Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 18 Jan 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jun 2022)
    • SMF6 Head of Key Business Areas (1 Jul 2018 to 24 Jun 2022)
    • Responsible for Insurance Mediation (1 Jul 2018 to 30 Sep 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • Responsible for Insurance Mediation (14 Nov 2017 to 1 Aug 2018)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF7 Group Entity Senior Manager (14 Nov 2017 to 24 Jun 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (14 Apr 2011 to 4 Jul 2013)
    • CF29 Significant management (21 May 2009 to 3 Jun 2011)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF2 Non Executive Director (18 Mar 2011 to 2 Nov 2011)
    • CF29 Significant management (21 May 2009 to 1 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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