RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Robert Lister
IRN JRL01035
- CF2 Non Executive Director (20 Aug 2009 to 31 Dec 2010)
John Scott Young
IRN JSY01008
- CF1 Director (20 Dec 2013 to 13 Dec 2016)
John-Paul Thwaite
IRN JPT01082
- [FCA CF] Manager of certification employee (since 18 Sep 2023)
Jonathan Alistair William Rennocks
IRN JAR00038
- CF21 Investment Adviser (23 Apr 2002 to 23 Apr 2002)
Jonathan Brennan
IRN JXB03701
- CF10 Compliance Oversight (13 Sep 2018 to 29 Nov 2019)
Jonathan Christopher Woods
IRN JCW00067
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
Judith Mary Lawton
IRN JML00059
- CF22 Investment Adviser (Trainee) (24 Jan 2002 to 24 Jan 2002)
- CF21 Investment Adviser (24 Jan 2002 to 24 Jan 2002)
Julie Brown
IRN JXT00073
- CF21 Investment Adviser (7 Feb 2002 to 7 Feb 2002)
Julie Patricia Beesley
IRN JPB01336
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Mar 2021)
- CF11 Money Laundering Reporting (16 Mar 2018 to 8 Dec 2019)
Kam Bains
IRN KXH00109
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Duffy & Company (no longer appointed)
FRN 175775 · Appointed 23 Mar 1973 · Until 1 Jul 2002
Sharrock Financial Services Limited (no longer appointed)
FRN 176769 · Appointed 27 Jan 1973 · Until 1 Jul 2002
A Dervish and Company (no longer appointed)
FRN 156053 · Appointed 6 Apr 1972 · Until 1 Jul 2002
Allied Wessex Insurance Consultants (no longer appointed)
FRN 201219 · Appointed 1 Jan 1972 · Until 1 Jul 2002
Andrew Grant Estate Agents (no longer appointed)
FRN 181535 · Appointed 1 Apr 1971 · Until 1 Jul 2002
Universal Building Society (no longer appointed)
FRN 155881 · Appointed 1 Jan 1963 · Until 1 Jul 2002
Sarum Insurance Limited (no longer appointed)
FRN 186478 · Appointed 11 Apr 1962 · Until 1 Jul 2002
Gainsborough Building Society (no longer appointed)
FRN 200784 · Appointed 1 Jan 1961 · Until 1 Jul 2002
Thomas V Shaw & Co Ltd (no longer appointed)
FRN 126274 · Appointed 21 Aug 1956 · Until 1 Jul 2002
Tesco Stores Limited (no longer appointed)
FRN 201282 · Appointed 9 May 1953 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.